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Reed Smith partners David Calligan and Karen Butler join Andrew Lowin of Duff & Phelps to discuss the UK’s new Investment Firms Prudential Regime (which comes into force in January 2022). They review why the new K-factors were introduced, and what firms need to know about them and their diff ...
In Part II of our conversation on the UK’s new Investment Firms Prudential Regime (IFPR), Reed Smith partners David Calligan and Claude Brown, along with Andrew Lowin of Duff & Phelps, review the three ‘risk to the firm’ K-factors. They discuss the measurement and calculation of the requirem ...
Reed Smith partner Karen Butler interviews fellow partners Claude Brown, Joe Kohler and Doug Cherry on IBOR reform and UK regulatory milestones that will affect businesses. With the transition date drawing closer, it is important for organisations to be aware of how to best comply with the regul ...
2020 saw the UK’s Financial Conduct Authority increase its use of Skilled Persons in regulatory inquiries.  In this podcast episode, Reed Smith partners Tim Dolan and Doug Cherry with associate Hannah Sheikh share insights on the rise in Skilled Persons reports and key themes those reports focus ...
Join London partners Mark Pring and Doug Cherry as they discuss a business interruption test case brought by UK’s Financial Conduct Authority. They will discuss the regulator’s role, and the implications of the test case. They will also highlight differences between the UK and U.S. financial reg ...
Penafian: Podcast dan karya seni yang dibenamkan pada halaman ini adalah daripada Reed Smith, yang merupakan hak milik pemiliknya dan tidak bergabung dengan atau disokong oleh Listen Notes, Inc.