MENGENAI PODCAST INI 🔗
FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.
Kekerapan kemas kini:
bimonthly
Purata panjang audio:
31 minutes
Bahasa Inggeris
Amerika Syarikat
13 episod
sejak 18 Nov 2020
episodic
EPISOD TERKINI 🔗
In this episode, host Jenny Lee, partner at Reed Smith, speaks with guest Jonah Krane, partner at Klaros Group, about the hottest topics in fintech regulation, including how regulators can be more innovative when drafting their regulations. They discuss the latest interagency guidance on bank-fi ...
EPISOD SEBELUMNYA 🔗
UK regulators are cracking down on misleading advertising that encourages investment in high-risk products. David Calligan and Tim Dolan discuss the Financial Conduct Authority’s tough new rules on financial promotions and how they fit in with the new Consumer Duty.
David Calligan, Tim Dolan and Nick Breen discuss social media influencers promoting financial services products and the rules and regulations that apply, both from financial regulators and consumer protection laws.
For more information, please visit Reed Smith's Financial Regulatory page.
The FCA’s Investment Firms Prudential Regime takes a new approach to liquidity requirements for investment firms. Reed Smith's David Calligan and Karen Butler are joined by Kroll’s Andrew Lowin to discuss the minimum amount of liquid assets required to be held by investment firms and to help fir ...
David Calligan, Karen Butler and David Ashmore discuss the recently published FCA consultation paper on remuneration under the new UK Investment Firms Prudential Regime, and what changes are needed to remuneration policies and employment contracts. They will review the new approach to governance ...
In this episode of FinReg Focus, Cryptoassets – Back to Basics, Reed Smith financial regulation lawyers Hannah Sheikh and Alex Murawa unravel cryptoassets and blockchain, breaking down what they are, how they are used and what high-level regulatory requirements there are to keep in mind.
Please ...
Mark Pring and Doug Cherry discuss the UK Supreme Court’s recent judgment of the FCA business interruption test case, the role of the regulator in those proceedings, and implications for policyholders. They also provide practical tips on handling claims that policyholders can tailor to their cir ...
Reed Smith Senior Advisor David Calligan is joined by Reed Smith Partner Karen Butler and Duff & Phelps Director Andrew Lowin to discuss the new Investment Firm Prudential Regime requirements for prudential consolidation, and why it’s not just regulated firms that need to be aware of the req ...
Join London partners Mark Pring and Doug Cherry as they discuss a business interruption test case brought by UK’s Financial Conduct Authority. They will discuss the regulator’s role, and the implications of the test case. They will also highlight differences between the UK and U.S. financial reg ...
Reed Smith partner Karen Butler interviews fellow partners Claude Brown, Joe Kohler and Doug Cherry on IBOR reform and UK regulatory milestones that will affect businesses. With the transition date drawing closer, it is important for organisations to be aware of how to best comply with the regul ...
Penafian: Podcast dan karya seni yang dibenamkan pada halaman ini adalah daripada Reed Smith, yang merupakan hak milik pemiliknya dan tidak bergabung dengan atau disokong oleh Listen Notes, Inc.
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