OVER DEZE AFLEVERING
In this session, our team of specialists share practical insights and guidance on building effective BWRAs. The team explore regulatory expectations, identifying and assessing inherent risks, mapping controls, effective governance and good practice.
Engels
Verenigde Staten
TRANSCRIPTIE 🔗
Are you the producer of this podcast?
Add a podcast transcript
Need Audio-to-Text?
Transcribe with Listen411 in Just 60 Seconds
OUDE AFLEVERINGEN ZOEKEN
Zoek naar eerdere afleveringen van fscom podcasts.
ANDERE AFLEVERINGEN IN DEZE PODCAST
fscom Senior Manager David Norton is joined by valid8Me Head of Risk and Compliance Michelle McGuire. The pair discuss DORA and explain what work remains to be done to ensure you are ready for 17 January 2025.
Listen to this episode where Associate Director and senior CASS expert Julie Tuffrey takes a deep dive into the necessary steps you should take when preparing for your CASS audit.
fscom's fincrime specialists Evan McGookin and Richard Dunlop delve into the 2024 edition of fscom's Fincrime Compliance Report. The report presents a comprehensive analysis of the 71 anti-money laundering (AML) compliance audits conducted by fscom between July 2023 and June 2024.
In the session, Senior Manager David Norton discussed what work remains to be done ahead of the implementation deadline.
With the FCA’s safeguarding consultation looming, fscom has teamed up with Grath to take you through everything you need to know so that your firm is prepared.
Disclaimer: De podcast en de illustraties die op deze pagina zijn ingesloten, zijn afkomstig van fscomwebinars, eigendom van de eigenaar en niet gelieerd aan of goedgekeurd door Listen Notes, Inc.
BEWERKEN
Bedankt voor uw hulp bij het up-to-date te houden van de podcast-database .
