이 에피소드에 관해
This episode takes a slightly different approach! Listen in as TRADEliance discusses the difference between best ex, fair pricing and reasonable compensation while highlighting some cases that support these differences.
- Best Execution: How is the Order Handled ?
- Fair Pricing: What is the actual price to the client?
- Reasonable Compensation: What is the BD entitled to charge for that trade?
- Are you supervising these topics separately?
The disciplinary cases discussed in this episode are listed below:
- Best Execution Case #1
- Best Execution Case #2
- Best Execution Case #3
- Fair Pricing Case #4
- Fair Pricing Case #5
- Reasonableness of Compensation Case #6
- Reasonableness of Compensation Case #7
Enjoy!
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면책 조항: 이 페이지에 포함된 팟캐스트와 작품은 TRADEliance에서 가져온 것입니다. 이 팟캐스트는 소유자의 재산이며 Listen Notes, Inc.와 제휴하거나 보증하지 않습니다.
