INFORMAZIONI SU QUESTO EPISODIO
This TC Note and accompanying podcast examines how supervisors can use enforcement powers as part of effective supervisory intervention. It considers when enforcement actions may be appropriate, how they can support the achievement of supervisory objectives, and what governance, processes, and powers are needed to underpin a credible and proportionate enforcement framework.
The TC Note:
- Explains how enforcement fits within the broader supervisory intervention toolkit
- Discusses the range of enforcement powers available to supervisory authorities
- Presents criteria for deciding when enforcement action is warranted
- Outlines considerations that support fair, transparent, and effective enforcement
Guest:
Clive Briault, Chair, Banking Advisory Board, Toronto Centre
Host:
Demet Çanakçı, Acting Senior Director, Supervisory Guidance, Toronto Centre
Read the transcript. Read their biographies.
Inglese
Stati Uniti
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CERCA TRA GLI EPISODI PASSATI
Cerca gli episodi passati di Toronto Centre Podcasts.
ALTRI EPISODI IN QUESTO PODCAST
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Part of our Quantum Computing and Financial Supervision podcast series.
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