OM DENNE EPISODE
In this session, our team of specialists share practical insights and guidance on building effective BWRAs. The team explore regulatory expectations, identifying and assessing inherent risks, mapping controls, effective governance and good practice.
Engelsk
USA
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SØG BLANDT TIDLIGERE EPISODER
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ANDRE EPISODE I DENNE PODCAST
fscom's fincrime specialists Evan McGookin and Richard Dunlop delve into the 2024 edition of fscom's Fincrime Compliance Report. The report presents a comprehensive analysis of the 71 anti-money laundering (AML) compliance audits conducted by fscom between July 2023 and June 2024.
With the FCA’s safeguarding consultation looming, fscom has teamed up with Grath to take you through everything you need to know so that your firm is prepared.
fscom Senior Manager David Norton is joined by valid8Me Head of Risk and Compliance Michelle McGuire. The pair discuss DORA and explain what work remains to be done to ensure you are ready for 17 January 2025.
Listen to this episode where Associate Director and senior CASS expert Julie Tuffrey takes a deep dive into the necessary steps you should take when preparing for your CASS audit.
In the session, Senior Manager David Norton discussed what work remains to be done ahead of the implementation deadline.
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