ABOUT THIS PODCAST 🔗
The Chartered Institute of Securities and Investments (CISI) is the professional body of choice for professionals in capital markets, corporate finance, compliance, risk, financial planning, Islamic finance, operations and wealth management in the UK and in a growing number of major financial centres globally. Formed in 1992 by London Stock Exchange practitioners, the CISI has a global community of more than 40,000 members in 116 countries.Exploring a wide range of topics, this new podcast from the CISI will feature experts discussing matters from mental health to AI and how they apply to the financial services profession.
Hosted on Acast. See acast.com/privacy for more information.
Hosts:
Update frequency:
every 98 days
Average audio length:
34 minutes
Guest interviews
English
United States
19 episodes
since Oct. 10, 2019
episodic
LATEST EPISODE 🔗
In this episode of the CISI Compliance Podcast, Catherine Levy, Chair of the CISI Compliance Forum, sits down with Rob Gordon, Partner at RSM UK, and Mark Bailey, Associate Director at RSM UK, for an engaging and insightful discussion on the evolving world of compliance.
Together, they explore the …
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Search past episodes of The CISI Podcast.
PREVIOUS EPISODES 🔗
In this episode of the CISI Compliance Podcast, Catherine Levy, Chair of the CISI Compliance Forum, sits down with Rob Gordon, Partner at RSM UK, and Mark Bailey, Associate Director at RSM UK, for an engaging and insightful discussion on the evolving world of compliance.
Together, they explore the …
In this episode of the CISI Compliance Podcast, Catherine Levy, Chair of the CISI Compliance Forum, sits down with Rob Gordon, Partner at RSM UK, and Mark Bailey, Associate Director at RSM UK, for an engaging and insightful discussion on the evolving world of compliance.
Together, they explore the …
In this insightful episode, we’re joined by Louise Jeffreys, Managing Director of Gunner & Co, one of the UK’s leading M&A consultancies specialising in the financial planning and wealth management sector. Louise shares her expert advice on how to prepare your business for sale — from getti…
There are still many people who are unaware of the array of opportunities available to them in the financial services sector, especially those who are underrepresented, including Black women. In this insightful panel discussion, three sector professionals across media, banking and investment share …
This event was provided by the CISI Compliance Forum with guest speakers Dr Christopher Fitch, Research Fellow at the Personal Finance Research Centre (University of Bristol), Vulnerability Lead at the Money Advice Trust, and a Fellow of the Royal Society for Public Health and Leigh Caldwell behavi…
This event was provided by the CISI Compliance Forum with guest speakers Dr Christopher Fitch, Research Fellow at the Personal Finance Research Centre (University of Bristol), Vulnerability Lead at the Money Advice Trust, and a Fellow of the Royal Society for Public Health and Leigh Caldwell behavi…
This podcast is a discussion about the role that Banter plays in a working environment particularly in the context of young men and their mental health. The moderator and panellists explore the concept of good and bad banter, and work through scenarios in a professional and personal capacity where …
It's just a joke... a funny nickname... a good laugh. But is it really? When is it banter and when has it crossed the line? In this podcast, we take a deep dive into recent findings on the effects 'bad banter' can have on teams and organisations, and offer tips on how to navigate situations where i…
Andrew Dawson is joined by Luke Hornsby, who shines a light on the positives of compliance, learning something new every day and having best client outcomes at heart. Luke also shares his journey into financial services going through clearing into university, spending a year in the hospitality sect…
Disclaimer: The podcast and artwork embedded on this page are from The CISI, which is the property of its owner and not affiliated with or endorsed by Listen Notes, Inc.
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