# Carrie Penman

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Carrie Penman on Helpline Data Since the Pandemic [Podcast]

Post By: Adam Turteltaub NAVEX Global recently released its 2021 Risk & Compliance Incident Management Benchmark Report.  It is a document rich in data about what’s going on with helplines and incident management. To understand lessons learned from the data we invited Carrie Penman, Chief Risk & …

Carrie Penman on the Latest Helpline Trends [Podcast]

Posted by Adam Turteltaub The Navex 2022 Risk & Compliance Hotline & Incident Management Benchmark Report provides a fascinating look into what’s going on in compliance in general and how employees are using helplines specifically. The 2021 report had illuminating insight into the impact of the p…

Carrie Penman on the State of Compliance in 2023 [Podcast]

By Adam Turteltaub NAVEX earlier this year issued its very substantial 2023 State of Risk & Compliance Report. To learn about the key findings we sat down with longtime ethics and compliance leader Carrie Penman, who serves as the company’s Chief Risk and Compliance Officer. Overall, the data rev…

Carrie Penman with Insights from The SEC's Office of The Whistleblower Annual Report

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes back Carrie Penman from Navex with insights from the SEC’s Office of the Whistleblower Annual Report. Carrie Penman is a seasoned compliance professional and writer with…

Ellen Hunt on Compliance ROI and on a Due Diligence and the US Sentencing Guidelines

In this episode of the Diligent Compliance Week 2025 Speaker Preview Podcasts series, Ellen Hunt discusses her two presentations at Compliance Week 2025, “Culture Effectiveness and ROI: How to Move the Needle” and “Assessing Effectiveness: Do the 30-Year-Old Federal Sentencing Guidelines Still Work…

Justin Ross and Carrie Penman on Moving Beyond the Usual Helpline Data [Podcast]

By Adam Turteltaub It’s time to think bigger when it comes to helpline data.  Yes, it’s still important to look at traditional metrics such as the number of calls and the substantiation rate.  But, there is so much more that can be done. Justin Ross, Vice President, Chief Compliance Officer at Sy…

Is it Possible to Monetize Effective Compliance?

In this episode, we talk about one of the more challenging aspects of regulatory compliance - measuring return on investment. Important elements of an effective compliance program include confidential reporting and investigations. Today we speak to two subject matter experts on confidential reporti…

Is it Possible to Monetize Effective Compliance?

In this episode, we talk about one of the more challenging aspects of regulatory compliance - measuring return on investment. Important elements of an effective compliance program include confidential reporting and investigations. Today we speak to two subject matter experts on confidential reporti…

SCCE Recap 2026

In this episode, Lisa, Hemma, and Ellen are taking us back to last week at the 25th Annual SCCE Compliance & Ethics Institute.  They took the opportunity to speak with other attendees to share their experiences–whether as a first–time attendee, a first-time speaker, someone coming back after a long…